Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting ...
Annual Regulatory Oversight Report provides member firms with key insights and observations from its regulatory operations programs. The report covers fixtures such as financial crimes prevention, ...
The Middle East’s compliance landscape is undergoing significant transformation, influenced by geopolitical shifts, economic realignments, and technological advancements. For chief compliance officers ...
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Crypto-loving Howard Lutnick confirmed as US Commerce Secretary – What to expect from himOn January 28, she sent a letter demanding details about how much Cantor Fitzgerald has invested in Tether and whether the ...
The Democratic firebrand is asking how he and his firm Cantor Fitzgerald are dealing with Tether, casting doubt on President ...
The UK's capital markets are a vital economic driver, and also a significant source of money laundering risk. This is a difficult area of risk ...
India has emerged as the third-most common country for FCPA enforcement actions since 2010, with its complex regulatory environment and ...
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